1. Sarbanes-Oxley Act overview

2. Overview of Sarbanes-Oxley sections 302, 404, and 409

3. Determining organizational readiness

4. The "path" to compliance

5. Change management

6. Ongoing compliance activities

7. Audit function considerations

8. Other ongoing compliance issues

9. Process improvement considerations

10. International financial reporting standards

11. Non-U.S.-based companies and Sarbanes-Oxley compliance

12. Financial services compliance initiatives

App. A Sarbanes-Oxley section 302

App. B Sarbanes-Oxley section 404

App. C Sarbanes-Oxley section 409

App. D Evaluation questions to understand the current state of control processes

App. E Internal control over financial reporting

App. F Evaluating control deficiencies

App. G Sample documentation

App. H AS2 control testing provisions

App. I Responsibilities of internal auditing

App. J Actual internal control disclosures